Planned service outages:

The IIROC website will be unavailable between 10:00 p.m. and 10:30 p.m. ET on Monday, October 23 due to maintenance.

IIROC's website search tool will be unavailable until Tuesday, October 24 due to maintenance.

We apologize for any inconvenience.


Protecting Investors and Supporting Healthy Canadian Capital Markets.

Strengthening IIROC's Legal Authority

Enhanced IIROC Market Surveillance Capabilities

Know your advisor

Investment Industry Regulatory Organization of Canada (IIROC)


Access our rule books for dealer and marketplace regulation. Get information on registration, compliance, surveillance and continuing education.

Learn the value of working with a registered advisor. Get help making a complaint and accessing options for resolving disputes. Use our investor tools and resources, including the IIROC AdvisorReport.

Corporate Debt Trade Information website now available.
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Planned service outage:
All IIROC Services and Continuing Education applications will be unavailable between 6:00 p.m. and 11:00 p.m. ET on Friday, June 3 due to scheduled maintenance. We apologize for any inconvenience.


Remarks by Andrew J. Kriegler, President & CEO, at the IIROC Stakeholder Reception
September 12, 2017

IIROC Weekly Update
October 23, 2017

2016 Enforcement Report
April 19, 2017

IIROC Policy Priorities
as at October 10, 2017