Protecting Investors and Fostering Fair, Efficient and Competitive Capital Markets across Canada.

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"What We Do..." (text alternative)

Know your advisor

Investment Industry Regulatory Organization of Canada (IIROC)


Access our rule books for dealer and marketplace regulation. Get information on registration, compliance, surveillance and continuing education.

Learn the value of working with a registered advisor. Get help making a complaint and accessing options for resolving disputes. Use our investor tools and resources, including the IIROC AdvisorReport.



May 1, 2015
New Brunswick - Delegation of Registration Functions to IIROC


April 28, 2015
IIROC 2015-2016 Priorities



March 30, 2015 - Strengthening investor protection
IIROC releases 2014 Enforcement Report


March 6, 2015 - Results to shed light on impact of dark rules on market quality and integrity
IIROC publishes further academic paper on impact of HFT | Background Information



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