Protecting Investors and Fostering Fair, Efficient and Competitive Capital Markets across Canada.
Watch the 6-minute IIROC video which explains "What We Do..." (text alternative)
Read Andrew Kriegler's speeches at the Annual General Meeting and stakeholder reception in Toronto on Sept 9, 2015.
Learn the value of working with a registered advisor. Get help making a complaint and accessing options for resolving disputes. Use our investor tools and resources, including the IIROC AdvisorReport.
IIROC announces new proficiency assurance model
IIROC’s submission to the Ontario government’s Consultation on Financial Advisory and Financial Planning Policy Alternatives
IIROC works with CSA to improve access to fixed income information
Regulators Release Results of Mystery Shopping Research on Advisory Practices and the Investor Experience
IIROC to host public forum on High Frequency Trading
IIROC Policy Priorities - Update Report
Request for Comments on Strategic Issues: Closed Aug. 31, 2015.
** View Comments Received. **
Cyber-security and IIROC regulated firms
IIROC's Study of High Frequency Trading (HFT)
IIROC's Client Relationship Model (CRM)
IIROC's Debt Transaction Reporting
IIROC Weekly Update Sept 28