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IIROC

Protecting Investors and Fostering Fair, Efficient and Competitive Capital Markets across Canada.


Watch the 6-minute IIROC video which explains

"What We Do..." (text alternative)

SPEAKING EVENTS

Wendy Rudd, IIROC Senior Vice President, Market Regulation and Policy, delivered a keynote address at The Canadian Institute’s "Capital Markets Regulatory Priorities" forum in Toronto on January 29, 2015. Read the text of IIROC Regulatory Priorities here.

Know your advisor

Investment Industry Regulatory Organization of Canada (IIROC)


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Access our rule books for dealer and marketplace regulation. Get information on registration, compliance, surveillance and continuing education.
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Learn the value of working with a registered advisor. Get help making a complaint and accessing options for resolving disputes. Use our investor tools and resources, including the IIROC AdvisorReport.

 

 



WHAT'S NEW

 

Proposed amendments support healthy price discovery on Canadian markets
IIROC re-publishes proposed anti-avoidance provision | Background Information

 

Signals key surveillance and exam priorities for coming year
IIROC issues 2014-2015 Consolidated Compliance Report

 

January 19, 2015
NEW Policy Priorities - Update Report

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