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IIROC

Protecting Investors and Fostering Fair, Efficient and Competitive Capital Markets across Canada.


Watch the 6-minute IIROC video which explains

"What We Do..." (text alternative)

SPEAKING EVENTS

Carmen Crépin, IIROC’s Vice President, Quebec, was a panellist at the Morningstar Canada Executive Forum on CRM2 in Montreal on November 5, 2014. Click here to read the article.

 

Warren Funt, IIROC’s Vice President, Western Canada, participated in Morningstar Canada’s Executive Forum on CRM2 in Vancouver on October 29, 2014. Click here to read the article.

 

Know your advisor

Investment Industry Regulatory Organization of Canada (IIROC)


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Access our rule books for dealer and marketplace regulation. Get information on registration, compliance, surveillance and continuing education.
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Learn the value of working with a registered advisor. Get help making a complaint and accessing options for resolving disputes. Use our investor tools and resources, including the IIROC AdvisorReport.

 

 



WHAT'S NEW

 

Promotes consistency and enhanced standards
IIROC publishes final guidance on underwriting due diligence

 

Results to shed light on HFT impact on market quality and integrity
IIROC publishes academic papers on impact of HFT | Background Information

 

Planned proposal addresses Canadian market competitiveness
IIROC publishes guidance to clarify requirements for foreign execution of Canadian orders | Background Information

 

Principles of fairness, transparency and industry competitiveness
IIROC proposes fee model for debt market regulation

 

Enhancing investor protection and market integrity through improved surveillance
IIROC publishes new rule requiring debt transaction reporting

 
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