Protecting Investors and Fostering Fair, Efficient and Competitive Capital Markets across Canada.

Watch the 6-minute IIROC video which explains

"What We Do..." (text alternative)


On July 5th, IIROC President and CEO participated in a panel "Is Speculation the Enemy of Investment?" at Les Rencontres Économiques d’Aix-en-Provence.


On June 9th, IIROC President
& CEO delivered the keynote address, "The Evolution of the Investment Industry and Professional Standards" at
CIFPs 12th Annual National Conference in Halifax.




Know your advisor

Investment Industry Regulatory Organization of Canada (IIROC)


Access our rule books for dealer and marketplace regulation. Get information on registration, compliance, surveillance and continuing education.

Learn the value of working with a registered advisor. Get help making a complaint and accessing options for resolving disputes. Use our investor tools and resources, including the IIROC AdvisorReport.



Committed to enhancing proficiency standards
IIROC publishes Consultation Paper seeking input on proficiency assurance model







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