Protecting Investors and Fostering Fair, Efficient and Competitive Capital Markets across Canada.

Watch the 6-minute IIROC video which explains

"What We Do..." (text alternative)


IIROC President & CEO to delivered keynote speech at National Society of Compliance Professionals (NSCP) March 27, 2014 Toronto regional meeting.


April 29 – CFA Institute Seminar – Future of Finance: How Are Industry Reforms Changing Client Relationships, TMX Broadcast Centre Gallery. Click here to register for this event.

Know your advisor

Investment Industry Regulatory Organization of Canada (IIROC)


Access our rule books for dealer and marketplace regulation. Get information on registration, compliance, surveillance and continuing education.

Learn the value of working with a registered advisor. Get help making a complaint and accessing options for resolving disputes. Use our investor tools and resources, including the IIROC AdvisorReport.

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The servers and applications of IIROC
were not, and are
not affected by the OpenSSL vulnerability (CVE-2014-0160), referred to as the Heartbleed bug.


Integrity and Confidence in Information & Security