Protecting Investors and Fostering Fair, Efficient and Competitive Capital Markets across Canada.

Watch the 6-minute IIROC video which explains

"What We Do..." (text alternative)


IIROC President and CEO Andrew Kriegler delivered the keynote address at an event hosted by The International Finance Club of Montreal on May 7, 2015.

Know your advisor

Investment Industry Regulatory Organization of Canada (IIROC)


Access our rule books for dealer and marketplace regulation. Get information on registration, compliance, surveillance and continuing education.

Learn the value of working with a registered advisor. Get help making a complaint and accessing options for resolving disputes. Use our investor tools and resources, including the IIROC AdvisorReport.




August 25, 2015
IIROC Releases Annual Report for 2014-2015


August 25, 2015

IIROC finalizes guidance on marketplace thresholds​

August 24, 2015
IIROC Weekly Update


July 16, 2015

Cyber-security and IIROC regulated firms


July 10, 2015

IIROC Policy Priorities - Update Report​

July 6, 2015

Request for Comments on Strategic Issues​

* Submission deadline has been extended to August 31. *​

Ensuring your investments are right for you

This bulletin​ explains the type of financial information
an investor should provide their advisor and why it’s important​



     tool bar