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IIROC

Protecting Investors and Fostering Fair, Efficient and Competitive Capital Markets across Canada.


Watch the 6-minute IIROC video which explains

"What We Do..." (text alternative)

SPEAKING EVENTS

IIROC President & CEO to delivered keynote speech at National Society of Compliance Professionals (NSCP) March 27, 2014 Toronto regional meeting.

 

April 29 – CFA Institute Seminar – Future of Finance: How Are Industry Reforms Changing Client Relationships, TMX Broadcast Centre Gallery. Click here to register for this event.

Know your advisor

Investment Industry Regulatory Organization of Canada (IIROC)


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Access our rule books for dealer and marketplace regulation. Get information on registration, compliance, surveillance and continuing education.
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Learn the value of working with a registered advisor. Get help making a complaint and accessing options for resolving disputes. Use our investor tools and resources, including the IIROC AdvisorReport.

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IMPORTANT INFORMATION

The servers and applications of IIROC
were not, and are
not affected by the OpenSSL vulnerability (CVE-2014-0160), referred to as the Heartbleed bug.

 

Integrity and Confidence in Information & Security