Protecting Investors and Fostering Fair, Efficient and Competitive Capital Markets across Canada.

Watch the 6-minute IIROC video which explains

"What We Do..." (text alternative)


IIROC President and CEO Andrew Kriegler gave the opening remarks
at IIROC's Forum on High Frequency Trading​​ on October 19, 2015.


Andrew Kriegler opened IIROC’s Compliance Conference in Toronto on September 22, 2015, and delivered similar versions of the speech at IIROC’s Compliance Conferences in Calgary and Montreal in October 2015.

Download the transcript​ or video​.



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Investment Industry Regulatory Organization of Canada (IIROC)


Access our rule books for dealer and marketplace regulation. Get information on registration, compliance, surveillance and continuing education.

Learn the value of working with a registered advisor. Get help making a complaint and accessing options for resolving disputes. Use our investor tools and resources, including the IIROC AdvisorReport.


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