Protecting Investors and Fostering Fair, Efficient and Competitive Capital Markets across Canada.

Watch the 6-minute IIROC video which explains

"What We Do..." (text alternative)


Click here to view a video of Susan Wolburgh Jenah, President and CEO delivering the keynote speech on September 18 at the 3rd Annual IIROC Compliance Conference.

Know your advisor

Investment Industry Regulatory Organization of Canada (IIROC)


Access our rule books for dealer and marketplace regulation. Get information on registration, compliance, surveillance and continuing education.

Learn the value of working with a registered advisor. Get help making a complaint and accessing options for resolving disputes. Use our investor tools and resources, including the IIROC AdvisorReport.



Experts to study HFT impact on market quality and integrity - October 17, 2014

September 18, 2014
IIROC republishes remaining Client Relationship Model reforms


September 8, 2014
IIROC Releases Annual Report for 2013-2014


September 3, 2014
IIROC names Andrew J. Kriegler as President and CEO


Committed to enhancing proficiency standards
IIROC publishes Consultation Paper seeking input on proficiency assurance model







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