Protecting Investors and Fostering Fair, Efficient and Competitive Capital Markets across Canada.
Watch the 6-minute IIROC video which explains "What We Do..." (text alternative)
In this Finance et Investissement article, Carmen Crépin, Vice President, Quebec for IIROC, explains how CRM works to foster important dialogue and build trust in the advisor-client relationship. (English text)
Learn the value of working with a registered advisor. Get help making a complaint and accessing options for resolving disputes. Use our investor tools and resources, including the IIROC AdvisorReport.
February 9, 2015Client Relationship Model (“CRM”) - Frequently Asked Questions (revised version) | Background Information
Signals key surveillance and exam priorities for coming year IIROC issues 2014-2015 Consolidated Compliance Report
January 19, 2015Policy Priorities - Update Report
IIROC’s Proposed Anti-Avoidance Provision
IIROC's Study of High Frequency Trading (HFT)
IIROC's Client Relationship Model (CRM)
IIROC's Debt Transaction Reporting