Protecting Investors and Fostering Fair, Efficient and Competitive Capital Markets across Canada.

Watch the 6-minute IIROC video which explains

"What We Do..." (text alternative)


IIROC President and CEO Andrew Kriegler spoke at the IIROC Stakeholder Reception in Montreal on November 18, 2015. Download a copy of Andrew's speech.


Andrew Kriegler gave the opening remarks at IIROC's Forum on High Frequency Trading​​ on October 19, 2015.


Know your advisor

Investment Industry Regulatory Organization of Canada (IIROC)


Access our rule books for dealer and marketplace regulation. Get information on registration, compliance, surveillance and continuing education.

Learn the value of working with a registered advisor. Get help making a complaint and accessing options for resolving disputes. Use our investor tools and resources, including the IIROC AdvisorReport.


     tool bar