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IIROC

Protecting Investors and Fostering Fair, Efficient and Competitive Capital Markets across Canada.


Watch the 6-minute IIROC video which explains

"What We Do..." (text alternative)

SPEAKING EVENT

IIROC President and CEO Andrew Kriegler delivered the keynote address at an event hosted by The International Finance Club of Montreal on May 7, 2015.

Know your advisor

Investment Industry Regulatory Organization of Canada (IIROC)


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Access our rule books for dealer and marketplace regulation. Get information on registration, compliance, surveillance and continuing education.
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Learn the value of working with a registered advisor. Get help making a complaint and accessing options for resolving disputes. Use our investor tools and resources, including the IIROC AdvisorReport.

 




WHAT'S NEW


Ensuring your investments are right for you

This bulletin​ explains the type of financial information
an investor should provide their advisor and why it’s important​

July 3, 2015
IIROC Weekly Update

 

April 28, 2015

IIROC 2015-2016 Priorities​​

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