home  
 
 
 

Investment Industry Regulatory Organization of Canada (IIROC)


home_industry_icon.jpg


Access our rule books for dealer and marketplace regulation. Get information on registration, compliance, surveillance and continuing education.
home_investors_icon.jpg


Learn the value of working with a registered advisor. Get help making a complaint and accessing options for resolving disputes. Use our investor tools and resources, including the IIROC AdvisorReport.

Corporate Debt Trade Information website now available.
     tool bar


Planned service outage:
All IIROC Services and Continuing Education applications will be unavailable between 6:00 p.m. and 11:00 p.m. ET on Friday, June 3 due to scheduled maintenance. We apologize for any inconvenience.

PUBLICATIONS

IIROC Weekly Update
July 10, 2017

2016 Enforcement Report
April 19, 2017

IIROC Policy Priorities
as at July 11, 2017