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IIROC

Protecting Investors and Fostering Fair, Efficient and Competitive Capital Markets across Canada.


Watch the 6-minute IIROC video which explains

"What We Do..." (text alternative)

Know your advisor

Investment Industry Regulatory Organization of Canada (IIROC)


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Access our rule books for dealer and marketplace regulation. Get information on registration, compliance, surveillance and continuing education.
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Learn the value of working with a registered advisor. Get help making a complaint and accessing options for resolving disputes. Use our investor tools and resources, including the IIROC AdvisorReport.



WHAT'S NEW

 

 

March 30, 2015 - Strengthening investor protection
IIROC releases 2014 Enforcement Report

 

March 6, 2015 - Results to shed light on impact of dark rules on market quality and integrity
IIROC publishes further academic paper on impact of HFT | Background Information

 

 

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