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IIROC

Protecting Investors and Fostering Fair, Efficient and Competitive Capital Markets across Canada.


Watch the 6-minute IIROC video which explains

"What We Do..." (text alternative)

SPEAKING EVENTS

Susan Wolburgh Jenah, President and Chief Executive Officer delivered the keynote address at the Capital Markets Institute (CMI)/Canadian Foundation for Advancement of Investor Rights (FAIR) Conference at the Rotman School of Management on
October 28, 2014.

Know your advisor

Investment Industry Regulatory Organization of Canada (IIROC)


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Access our rule books for dealer and marketplace regulation. Get information on registration, compliance, surveillance and continuing education.
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Learn the value of working with a registered advisor. Get help making a complaint and accessing options for resolving disputes. Use our investor tools and resources, including the IIROC AdvisorReport.



WHAT'S NEW

 

Experts to study HFT impact on market quality and integrity - October 17, 2014
 
 

September 18, 2014
IIROC republishes remaining Client Relationship Model reforms

 

September 8, 2014
IIROC Releases Annual Report for 2013-2014

 

September 3, 2014
IIROC names Andrew J. Kriegler as President and CEO

 

Committed to enhancing proficiency standards
IIROC publishes Consultation Paper seeking input on proficiency assurance model

 
 

 

 

 

 

 

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