Protecting Investors and Fostering Fair, Efficient and Competitive Capital Markets across Canada.

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"What We Do..." (text alternative)


Wendy Rudd, IIROC Senior Vice President, Market Regulation and Policy, delivered a keynote address at The Canadian Institute’s "Capital Markets Regulatory Priorities" forum in Toronto on January 29, 2015. Read the text of IIROC Regulatory Priorities here.

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Investment Industry Regulatory Organization of Canada (IIROC)


Access our rule books for dealer and marketplace regulation. Get information on registration, compliance, surveillance and continuing education.

Learn the value of working with a registered advisor. Get help making a complaint and accessing options for resolving disputes. Use our investor tools and resources, including the IIROC AdvisorReport.





Proposed amendments support healthy price discovery on Canadian markets
IIROC re-publishes proposed anti-avoidance provision | Background Information


Signals key surveillance and exam priorities for coming year
IIROC issues 2014-2015 Consolidated Compliance Report


January 19, 2015
NEW Policy Priorities - Update Report

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