Protecting Investors and Supporting Healthy Canadian Capital Markets.

Watch the 6-minute IIROC video which explains
"What We Do..."
(text alternative)

Know your advisor

Investment Industry Regulatory Organization of Canada (IIROC)


Access our rule books for dealer and marketplace regulation. Get information on registration, compliance, surveillance and continuing education.

Learn the value of working with a registered advisor. Get help making a complaint and accessing options for resolving disputes. Use our investor tools and resources, including the IIROC AdvisorReport.


Corporate Debt Trade Information website now available.
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