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IIROC

Protecting Investors and Fostering Fair, Efficient and Competitive Capital Markets across Canada.


Watch the 6-minute IIROC video which explains

"What We Do..." (text alternative)

SPEAKING EVENTS

Carmen Crépin, IIROC’s Vice President, Quebec, was a panellist at the Morningstar Canada Executive Forum on CRM2 in Montreal on November 5, 2014. Click here to read the article.

 

Warren Funt, IIROC’s Vice President, Western Canada, participated in Morningstar Canada’s Executive Forum on CRM2 in Vancouver on October 29, 2014. Click here to read the article.

 

Know your advisor

Investment Industry Regulatory Organization of Canada (IIROC)


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Access our rule books for dealer and marketplace regulation. Get information on registration, compliance, surveillance and continuing education.
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Learn the value of working with a registered advisor. Get help making a complaint and accessing options for resolving disputes. Use our investor tools and resources, including the IIROC AdvisorReport.

 

 

November is Financial Literacy Month.
Click here to learn more.



WHAT'S NEW

 

Ongoing Junior Achievement partnership supports youth financial literacy
IIROC staff teach students the basics of financial success

 

Strengthens market integrity
IIROC publishes final guidance for Order Execution Services as a form of third-party electronic access

 

Increasing investor awareness
IIROC requests comments on revised rules for membership disclosure

 

Enhancing investor protection and market integrity through improved surveillance
IIROC publishes new rule requiring debt transaction reporting

 
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IMPORTANT INFORMATION

Website availability

 

IIROC’s website (www.iiroc.ca) will be unavailable on Sunday November 30, 2014, between 8 a.m. and 2 p.m., as we will be performing scheduled maintenance work on our systems. We regret any inconvenience this may cause.