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ABOUT IIROC

Protecting Investors and Supporting Healthy Canadian Capital Markets.

Strengthening IIROC's Legal Authority

TOPICS AND TRENDS

CDIC’s coverage rules with respect to brokered deposits


Protect yourself from fraudsters pushing binary options.
Visit BinaryOptionsFraud.ca.

 
Know your advisor

Investment Industry Regulatory Organization of Canada (IIROC)


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Access our rule books for dealer and marketplace regulation. Get information on registration, compliance, surveillance and continuing education.
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Learn the value of working with a registered advisor. Get help making a complaint and accessing options for resolving disputes. Use our investor tools and resources, including the IIROC AdvisorReport.

Corporate Debt Trade Information website now available.
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Planned service outage:
All IIROC Services and Continuing Education applications will be unavailable between 6:00 p.m. and 11:00 p.m. ET on Friday, June 3 due to scheduled maintenance. We apologize for any inconvenience.

PUBLICATIONS

IIROC Weekly Update
June 26, 2017

2016 Enforcement Report
April 19, 2017

IIROC Policy Priorities
as at April 11, 2017