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Wendy Rudd, IIROC Senior Vice President, Market Regulation and Policy, delivered a keynote address at The Canadian Institute’s "Capital Markets Regulatory Priorities" forum in Toronto on January 29, 2015. Read the text of IIROC Regulatory Priorities here.
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Proposed amendments support healthy price discovery on Canadian marketsIIROC re-publishes proposed anti-avoidance provision | Background Information
Signals key surveillance and exam priorities for coming year IIROC issues 2014-2015 Consolidated Compliance Report
January 19, 2015NEW Policy Priorities - Update Report
IIROC’s Proposed Anti-Avoidance Provision
IIROC's Study of High Frequency Trading (HFT)
IIROC's Client Relationship Model (CRM)
IIROC's Debt Transaction Reporting