Our Reports

Annual Report 2021-2022

Annual Report 2021-2022

Previous Annual Reports

Enforcement Report 2021-2022 cover page

2021-22 Enforcement Report

Previous Enforcement Reports

2021-2022 Compliance Priorities Report

Previous Compliance Priorities Reports

2021 Annual Exemption Report

Previous Annual Exemptions Reports

IIROC Priorities for 2023

Previous Strategic Plans and Annual Priorities

MFDA and IIROC have consolidated

As of January 1, 2023 the MFDA and IIROC have come together as New Self-Regulatory Organization of Canada (New SRO).

New SRO has assumed the regulatory responsibilities of the MFDA and IIROC.

We have set up an interim website for updates and information related to the New SRO including:

Executive Management
Governance
New SRO Rules
Member Application
Investor Office and the Investor Advisory Panel
Information concerning mutual fund dealers registered in Québec
Complaints
Careers

Enforcement proceedings, membership lists, continuing education, investor education resources and any other information not set out above continue to reside on www.mfda.ca and www.iiroc.ca.

Visit the New Self-Regulatory Organization of Canada website