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Notices and Guidance

IIROC carries out its regulatory responsibilities under Recognition Orders from the provincial and territorial securities regulatory authorities that make up the Canadian Securities Administrators (CSA). IIROC is subject to oversight and regular operational reviews by CSA members.

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Investor Alert: Paytradepro and Storagetemasek
Rulebook:
Notice type: General
| 23-0048
List of floating and tracking error margin rates for qualifying Canadian and U.S. index products
Rulebook: IIROC Rules
Notice type: Technical
| 23-0051
IN THE MATTER OF Paul Maurice – Review
Rulebook:
Notice type: Decision
| 23-0045
Custodial Agreements
Rulebook: IIROC Rules
Notice type: Technical
| 23-0052
RF Securities Clearing LP
Rulebook:
Notice type: Intention to Resign
| 23-0046
List of foreign exchange (FX) spot risk margin rates for Canadian and U.S. base currency accounts
Rulebook: IIROC Rules
Notice type: Technical
| 23-0047
New SRO to Hold a Settlement Hearing for Lee Fraser Harwood
Rulebook:
Notice type: Hearing
| 23-0050
Market Share Report for the First Quarter of 2023
Rulebook:
Notice type: Marketplace Notice
| 23-0044
CJ Securities Inc.
Rulebook:
Notice type: Resignation
| 23-0037
New SRO Proficiency Committee – Call for Applications
Rulebook:
Notice type: Request for Applications

Welcome to CIRO.ca!

We have a new look! Today is the first day you can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.

You can now find new publications published by CIRO since January 1, 2023 on CIRO.ca. If you are looking for past notices or bulletins published by MFDA or IIROC, you can find those on our legacy websites. Enforcement related content will continue on those websites as well.

You can now find previous Annual Reports and Enforcement Reports on CIRO.ca, along with Halts and Resumption, and our ePublications sign up (for all previous MFDA and IIROC subscriber lists).

We will continue moving items off MFDA and IIROC in 2023/2024. Stay tuned for future updates.

Visit the Canadian Investment Regulatory Organization website

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