IIROC carries out its regulatory responsibilities under Recognition Orders from the provincial and territorial securities regulatory authorities that make up the Canadian Securities Administrators (CSA). IIROC is subject to oversight and regular operational reviews by CSA members.
Results:
| 23-0187
Rulebook:
Notice type: Hearing
| 23-0184
Rulebook:
Notice type: Hearing
| 23-0185
Rulebook:
Notice type: Decision
| 23-0183
Rulebook:
Notice type: Hearing
| 23-0189
CIRO Hearing Panel issues Reasons for Decision in the matter of Gravitas Securities and Blayne Creed
Rulebook:
Notice type: Decision
| 23-0181
Rulebook:
Notice type: Decision
| 23-0182
Rulebook:
Notice type: Hearing
| 23-0177
Rulebook:
Notice type: Hearing
| 23-0178
Rulebook:
Notice type: Hearing
| 23-0172
Rulebook:
Notice type: Hearing
Welcome to CIRO.ca!
We have a new look! You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.
You can now find new publications published by CIRO since January 1, 2023 on CIRO.ca. If you are looking for past notices or bulletins published by MFDA or IIROC, you can find those on our legacy websites. Enforcement related content will continue on those websites as well.
You can now find previous Annual Reports and Enforcement Reports on CIRO.ca, along with Halts and Resumption, and our ePublications sign up (for all previous MFDA and IIROC subscriber lists).
We will continue moving items off MFDA and IIROC in 2023/2024. Stay tuned for future updates.