Notices and Guidance

IIROC carries out its regulatory responsibilities under Recognition Orders from the provincial and territorial securities regulatory authorities that make up the Canadian Securities Administrators (CSA). IIROC is subject to oversight and regular operational reviews by CSA members.

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| 22-0192
Rulebook:
Notice type: Hearing
| 22-0186
Rulebook: UMIR
Notice type: Technical
| 22-0185
Rulebook: UMIR
Notice type: Notice of Approval
| 22-0188
Rulebook:
Notice type: Education Notice
| 22-0184
Rulebook:
Notice type: Hearing
| 22-0181
Rulebook:
Notice type: General
| 22-0182
Rulebook:
Notice type: General
| 22-0183
Rulebook:
Notice type: Hearing