Virtu Financial Canada, ULC

23-0008
Type: Member Notice> Notice of Withdrawal of Intention to Resign
Distribute internally to:
Credit
Legal and Compliance
Senior Management
Trading Desk

Contact:

Jaskirn Purba
Membership & GCO Specialist
Telephone:
Email:

The New Self-Regulatory Organization of Canada has been informed that Virtu Financial Canada, ULC has withdrawn its intention to resign its membership.

MFDA and IIROC have consolidated

As of January 1, 2023 the MFDA and IIROC have come together as New Self-Regulatory Organization of Canada (New SRO).

New SRO has assumed the regulatory responsibilities of the MFDA and IIROC.

We have set up an interim website for updates and information related to the New SRO including:

  • Executive Management
  • Governance
  • New SRO Rules
  • Member Application
  • Investor Office and the Investor Advisory Panel
  • Information concerning mutual fund dealers registered in Québec
  • Complaints
  • Careers

Enforcement proceedings, membership lists, continuing education, investor education resources and any other information not set out above continue to reside on www.mfda.ca and www.iiroc.ca.