New Webcast: IIROC’s Tips for Traders hosted by the Canadian Security Traders Association (CSTA)

22-0152
Type: Education Notice
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Contact:

Dianne Weatherby
Manager, Corporate Events and Member Education Services
Telephone:
Email:

Kevin McCoy, Vice-President, Market Compliance and Policy, IIROC and Alex Taylor, Vice-President, Surveillance, IIROC, discussed the following topics in this webcast:

  • Complex Order Types
  • Odd Lot Trading – observations
  • Trade Halts in Canada
  • Messaging Rates
  • ETF NAV Trades – refresher
  • Cross Asset Surveillance
  • Seeking Exemptions from UMIR – rules proposal
  • Short Selling

The webcast will be available on Wednesday, September 28 at 7 a.m. Eastern Time and on a 24/7 basis after that date.

There will be 0.50 Compliance continuing education credits available.

Register for the webcast.

View IIROC’s full list of CE accredited webcasts.