IIROC and the IIAC hosted a live virtual conference on Thursday, December 9 to discuss innovation in the Canadian investment industry. Andrew J. Kriegler, IIROC’s President and CEO, delivered the opening remarks.

This webcast features a discussion about the CSA’s and IIROC’s initiatives to support responsible innovation in Canada and the opportunities and challenges presented by innovations like open banking, crypto, suptech, and AI-driven analytics and decision-making.

Panelists include:

• Lise Estelle Brault, Senior Director Data, Fintech and Innovation, AMF; and Chair of the CSA Regulatory Sandbox Committee, AMF
• Pat Chaukos, Director, Office of Economic Growth and Innovation, OSC
• Zach Masum, Manager, Legal Services (Capital Markets Regulation) and Fintech & Innovation Team Leader, BCSC
• Victoria Pinnington, Senior Vice-President, Market Regulation, IIROC

This webcast will be available on Thursday, January 13, 2022, at 7 a.m. Eastern Time and on a 24/7 basis after that date.

There will be 1.0 Compliance continuing education credits available.

Register for the webcast.

View IIROC’s full list of CE accredited webcasts.