New Webcast: IIROC — IIAC Innovation Forum: How Regulators Can Support Innovation

Type: Education Notice
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Dianne Weatherby
Manager, Corporate Events and Member Education Services

IIROC and the IIAC hosted a live virtual conference on Thursday, December 9 to discuss innovation in the Canadian investment industry. Andrew J. Kriegler, IIROC’s President and CEO, delivered the opening remarks.

This webcast features a discussion about the CSA’s and IIROC’s initiatives to support responsible innovation in Canada and the opportunities and challenges presented by innovations like open banking, crypto, suptech, and AI-driven analytics and decision-making.

Panelists include:

  • Lise Estelle Brault, Senior Director Data, Fintech and Innovation, AMF; and Chair of the CSA Regulatory Sandbox Committee, AMF
  • Pat Chaukos, Director, Office of Economic Growth and Innovation, OSC
  • Zach Masum, Manager, Legal Services (Capital Markets Regulation) and Fintech & Innovation Team Leader, BCSC
  • Victoria Pinnington, Senior Vice-President, Market Regulation, IIROC

This webcast will be available on Thursday, January 13, 2022, at 7 a.m. Eastern Time and on a 24/7 basis after that date.

There will be 1.0 Compliance continuing education credits available.

Register for the webcast.

View IIROC’s full list of CE accredited webcasts.

MFDA and IIROC have consolidated

As of January 1, 2023 the MFDA and IIROC have come together as New Self-Regulatory Organization of Canada (New SRO).

New SRO has assumed the regulatory responsibilities of the MFDA and IIROC.

We have set up an interim website for updates and information related to the New SRO including:

  • Executive Management
  • Governance
  • New SRO Rules
  • Member Application
  • Investor Office and the Investor Advisory Panel
  • Information concerning mutual fund dealers registered in Québec
  • Complaints
  • Careers

Enforcement proceedings, membership lists, continuing education, investor education resources and any other information not set out above continue to reside on and