New Webcast: Eric Girard, Minister of Finance, Quebec, in Conversation with Andrew Kriegler, IIROC President and CEO, and Claudyne Bienvenu, IIROC Vice-President, Quebec and Atlantic Canada And IIROC’s Priorities Panel

20-0271
Type: Education Notice
Distribute internally to:
Corporate Finance
Credit
Institutional
Internal Audit
Legal and Compliance
Operations
Registration
Regulatory Accounting
Research
Retail
Senior Management
Trading Desk
Training

Contact:

Evelyn Yallen
Manager, Corporate Communications
Telephone:
Email:

This workshop is geared to all staff at Dealer Members and their vendors. In this webcast, we will review:

  • Quebec’s response to COVID and other key priorities.
  • An IIROC regulatory priorities panel discussion will follow the session with the Minister. Topics will include discussions about how the pandemic has impacted regulation, our members and their clients, as well as how it has accelerated the use of technology and the need to be flexible and adaptable as the environment changes. The panel will also provide an update on various regulatory initiatives, including our work to protect vulnerable investors, our progress on client identifiers and the development of competency profiles for various registration categories.

IIROC participants joining the priorities panel discussion are:

  • Andrew J. Kriegler, President and CEO
  • Victoria Pinnington, Senior Vice-President, Market Regulation
  • Elsa Renzella, Senior Vice-President, Enforcement and Registration
  • Irene Winel, Senior Vice-President, Member Regulation and Strategy
  • Claudyne Bienvenu, Vice-President Québec and Atlantic Canada
  • Warren Funt, Vice-President, Western Canada

This webcast will be available for viewing on December 23, 2020 and on a 24/7 basis after that date.

Your participation in this webcast will earn you 1.5 hours of IIROC Continuing Education Compliance Credits.

Click here to register

To register for this webcast, please click on the link above. To access a full list of available CE accredited webcasts, please click here.

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