Investor Alert: CIRO is issuing a warning to Canadian investors regarding Canada Token Trade. More Info
Sort by A -> ZZ -> AOld -> NewNew -> Old Filter Consultations - Any - Open Closed Filter by Consultation Name Sort by A -> ZZ -> AOld -> NewNew -> Old Results: Proposed Integrated Fee Model Date Opened April 25, 2024 Status Open Rule Consolidation Project – Phase 3 Date Opened April 18, 2024 Status Open Proposed rule amendments — Fully paid securities lending and financing arrangements Date Opened February 15, 2024 Status Closed Date Closed April 15, 2024 Policy options for leveling the advisor compensation playing field Date Opened January 25, 2024 Status Closed Date Closed March 25, 2024 Rule Consolidation Project – Phase 2 Date Opened January 11, 2024 Status Closed Date Closed March 11, 2024 Proposed Amendments Respecting the Reasonable Expectation to Settle a Short Sale Date Opened January 11, 2024 Status Closed Date Closed April 12, 2024 Request for Feedback on December 2022 SEC Market Structure Proposals and Potential Impact on Canadian Capital Markets Date Opened October 19, 2023 Status Closed Date Closed December 4, 2023 Rule Consolidation Project – Phase 1 Date Opened October 20, 2023 Status Closed Date Closed December 19, 2023 Proposed Clarifying Amendments to Registration and Proficiency Requirements Date Opened August 31, 2023 Status Closed Date Closed October 2, 2023 Republication of proposed amendments regarding margin requirements for structured products Date Opened July 20, 2023 Status Closed Date Closed September 18, 2023 Current page 1 Page 2 Page 3 Page 4 Page 5 Next page › Last page Last »
Proposed rule amendments — Fully paid securities lending and financing arrangements Date Opened February 15, 2024 Status Closed Date Closed April 15, 2024
Policy options for leveling the advisor compensation playing field Date Opened January 25, 2024 Status Closed Date Closed March 25, 2024
Rule Consolidation Project – Phase 2 Date Opened January 11, 2024 Status Closed Date Closed March 11, 2024
Proposed Amendments Respecting the Reasonable Expectation to Settle a Short Sale Date Opened January 11, 2024 Status Closed Date Closed April 12, 2024
Request for Feedback on December 2022 SEC Market Structure Proposals and Potential Impact on Canadian Capital Markets Date Opened October 19, 2023 Status Closed Date Closed December 4, 2023
Rule Consolidation Project – Phase 1 Date Opened October 20, 2023 Status Closed Date Closed December 19, 2023
Proposed Clarifying Amendments to Registration and Proficiency Requirements Date Opened August 31, 2023 Status Closed Date Closed October 2, 2023
Republication of proposed amendments regarding margin requirements for structured products Date Opened July 20, 2023 Status Closed Date Closed September 18, 2023
