Dealers We Regulate

All firms and their registered representatives that are in the business of advising on or trading in securities in Canada must be members of IIROC and follow IIROC rules for business conduct, financial operations and trading practices. 

IIROC oversees approximately 175 firms and their 30,000 registered representatives.

We refer to the firms that we regulate as IIROC Dealer Members. 

For more information on suspended Dealer Members, read the related notices on:

For more information on Dealer Members subject to Terms and Conditions, please click on the following:

Terms and conditions listed on the IIROC Website are with regards to current terms and conditions imposed on a Dealer Member’s membership.

For information on any terms and conditions that may be imposed on a Dealer Member’s registration, please see the National Registration Search database provided by the Canadian Securities Administrators at CSA National Registration Search.

IIROC Dealer Members by Peer Group

Dealers we regulate

Organization Name Address
Canaccord Genuity Corp.

609 Granville Street, Suite 2200
P.O. Box 10337, Pacific Centre
Vancouver BC V7Y 1H2


Canada Life Securities Ltd.

255 Dufferin Avenue
London ON N6A 4K1


Canadian ShareOwner Investments Inc.

241 Spadina Avenue
3rd Floor
Toronto ON M5T 2E2


CanDeal Markets Inc.

50 Bay Street
Suite 1200
Toronto ON M5J 2Z8


Cantor Fitzgerald Canada Corporation

181 University Avenue
Suite 1500
Toronto ON M5H 3M7


Casgrain & Company Limited

1200, Avenue McGill Collège
21e étage
Montréal QC H3B 4G7


CI Investment Services Inc.

199 Bay St. Suite 2600
P.O. Box 108, STN Commerce Court
Toronto ON M5L 1E2


CIBC Investor Services Inc.

800 Bay Street
2nd, 3rd And 5th Floors
Toronto ON M5S 3A9


CIBC World Markets Inc.

161 Bay Street
P.O. Box 500
Toronto ON M5J 2S8


Citadel Securities Canada ULC

First Canadian Place, 100 King Street West
Suite 4720, P.O. Box 147
Toronto ON M5X 1C7