All firms and their registered representatives that are in the business of advising on or trading in securities in Canada must be members of IIROC and follow IIROC rules for business conduct, financial operations and trading practices.
IIROC oversees approximately 174 firms and their 32,000 registered representatives.
We refer to the firms that we regulate as IIROC Dealer Members.
For more information on Dealer Members subject to Terms and Conditions, please click on the following:
Terms and conditions listed on the IIROC Website are with regards to current terms and conditions imposed on a Dealer Member’s membership.
For information on any terms and conditions that may be imposed on a Dealer Member’s registration, please see the National Registration Search database provided by the Canadian Securities Administrators at CSA National Registration Search.
IIROC Dealer Members by Peer Group
- Download the list of IIROC Dealer Members by Peer Group (pdf).
Dealers we regulate
|Acker Finley Inc.||
181 University Avenue
|Acumen Capital Finance Partners Limited||
500 - 4th Ave. SW
|Admiral Markets Canada Ltd.||
One Canada Square Canary Wharf
+44 207 726 4003www.admiralmarkets.com
|Agentis Capital Markets Limited Partnership||
999 West Hastings St
|AimStar Capital Group Inc.||
7050 Woodbine Avenue
|Aligned Capital Partners Inc.||
1001 Champlain Avenue
|Argosy Securities Inc.||
1725, 16th Avenue
1 Westmount Square
|Assante Capital Management Ltd.||
199 Bay Street
|ATB Capital Markets Inc.||
#410, 585 - 8th Avenue SW