​Firm is not on the regulated dealer list? Click on Search Outside IIROC for some options for where you can continue your research.

Advisor is no longer employed by an IIROC-regulated firm? Search results include former approved persons but IIROC AdvisorReports are not available for these individuals. Use our Search Disciplinary Cases tool for information on former registrants or for any disciplinary information on current or former member firms.

You can also search the CSA’s National Registration Search database. The National Registration Search is a web-based tool that provides information about individuals and firms registered with securities regulatory authorities in Canada. Registration information from the Ontario Securities Commission (OSC) is not included in the national registration search, but is available through the OSC Registrant List.