Securities listed on Canada and U.S. exchanges eligible for margin

This list identifies the exchanges and market tiers in Canada and the United States that meet the definition of an “acceptable exchange” in the general notes and definitions to Form 1.   The listed securities on these exchanges and market tiers would be eligible for margin as set out in subsection 5311(1) of the IIROC Rules. 

When a new exchange or market tier is recognized, they are subject to IIROC staff review to determine margin eligibility. Additionally, any revisions to the financial listing requirements for any exchange or market tier may necessitate a re-evaluation of margin eligibility.

Securities listed on Canada and U.S. exchanges eligible for margin - Attachment (pdf)

MFDA and IIROC have consolidated

As of January 1, 2023 the MFDA and IIROC have come together as New Self-Regulatory Organization of Canada (New SRO).

New SRO has assumed the regulatory responsibilities of the MFDA and IIROC.

We have set up an interim website for updates and information related to the New SRO including:

  • Executive Management
  • Governance
  • New SRO Rules
  • Member Application
  • Investor Office and the Investor Advisory Panel
  • Information concerning mutual fund dealers registered in Québec
  • Complaints
  • Careers

Enforcement proceedings, membership lists, continuing education, investor education resources and any other information not set out above continue to reside on www.mfda.ca and www.iiroc.ca.