A pan-Canadian, self-regulatory organization committed to protecting investors, market integrity and Canadians’ trust.
Find the right advisor, make a complaint, or learn investment basics.
How we protect investors and ensure the integrity of markets in Canada.
Find information about policy, rules for our member community and enforcement.
Resources for our Dealer Members and Marketplace Members.
Discover the latest notices, publications, media releases, and halts and resumptions issued by IIROC.
PART A - GENERAL
PART B - DISCIPLINARY PROCEEDINGS
PART B - ENFORCEMENT PROCEEDINGS
PART C - REVIEW PROCEEDINGS
PART D - SECURITIES REGULATORY AUTHORITY REVIEW