A pan-Canadian, self-regulatory organization committed to protecting investors, market integrity and Canadians’ trust.
Find the right advisor, make a complaint, or learn investment basics.
How we protect investors and ensure the integrity of markets in Canada.
Find information about policy, rules for our member community and enforcement.
Resources for our Dealer Members and Marketplace Members.
Discover the latest notices, publications, media releases, and halts and resumptions issued by IIROC.
PART A - GENERAL
PART B - DEBT MARKET TRADING
PART A - GENERAL REQUIREMENTS
PART B - REQUIREMENTS FOR INTER-DEALER BOND BROKER APPROVAL AND CONTINUED APPROVAL
PART C - CHANGES TO IIROC REQUIREMENTS FOR INTER-DEALER BOND BROKERS