A pan-Canadian, self-regulatory organization committed to protecting investors, market integrity and Canadians’ trust.
Find the right advisor, make a complaint, or learn investment basics.
How we protect investors and ensure the integrity of markets in Canada.
Find information about policy, rules for our member community and enforcement.
Resources for our Dealer Members and Marketplace Members.
Discover the latest notices, publications, media releases, and halts and resumptions issued by IIROC.
GOVERNMENT DEBT SECURITIES
CORPORATE DEBT SECURITIES
DEBT SECURITIES IN DEFAULT
DEBT MARGIN SURCHARGE
MORTGAGES
EQUITY SECURITIES
INSTALLMENT RECEIPTS
CONVERTIBLE AND EXCHANGEABLE EQUITIES
CONTROL BLOCKS
RIGHTS AND WARRANTS
INDEX PRODUCTS
SECURITIES SUBJECT TO REDEMPTION CALL OR OFFER
UNITS
PRECIOUS METAL CERTIFICATES AND BULLION
INTEREST RATE AND TOTAL PERFORMANCE SWAPS
MUTUAL FUNDS
FOREIGN EXCHANGE POSITIONS
UNDERWRITING COMMITMENT AMOUNT
MARGIN REQUIREMENTS FOR UNDERWRITING COMMITMENTS
UNDERWRITING RELATED AGREEMENTS
INDIVIDUAL AND OVERALL UNDERWRITING CONCENTRATION CHARGES
SPECIFIC OFFSET STRATEGIES INVOLVING COMMITMENTS TO PURCHASE
MARGIN REQUIREMENTS FOR WHEN ISSUED TRADING POSITIONS
DEALER MEMBER INVENTORY AND CLIENT ACCOUNT OFFSET STRATEGIES
OFFSETS INVOLVING GOVERNMENT DEBT SECURITIES AND RELATED INSTRUMENTS
OFFSETS INVOLVING COMMERCIAL AND CORPORATE DEBT SECURITIES AND RELATED INSTRUMENTS
OFFSETS INVOLVING GOVERNMENT AND COMMERCIAL AND CORPORATE DEBT SECURITIES AND RELATED INSTRUMENTS
OFFSETS INVOLVING CONVERTIBLE SECURITIES
OFFSETS INVOLVING CAPITAL SHARES
OFFSETS INVOLVING WARRANTS, RIGHTS, INSTALLMENT RECEIPTS AND OTHER EXERCISABLE SECURITIES
OFFSETS ONLY AVAILABLE FOR DEALER MEMBER INVENTORY POSITIONS
DEBT SECURITIES
SWAP POSITIONS
GENERAL REQUIREMENTS AND SUMMARY REFERENCE TABLES
EXCHANGE-TRADED OPTIONS - UNHEDGED OPTION POSITIONS
EXCHANGE-TRADED OPTIONS - HEDGED OPTION POSITIONS
EXCHANGE-TRADED OPTIONS - SECURITY AND OPTION COMBINATIONS AND CONVERSIONS
EXCHANGE-TRADED OPTIONS - FUTURES AND OPTIONS COMBINATIONS AND CONVERSIONS
EXCHANGE-TRADED OPTIONS - BASKET, PARTICIPATION UNIT AND FUTURES COMBINATIONS
EXCHANGE-TRADED OPTIONS - CROSS INDEX OFFSETS AND THE OPTIONAL USE OF THE STANDARD PORTFOLIO ANALYSIS METHODOLOGY
OVER-THE-COUNTER OPTIONS
FUTURES CONTRACTS AND FUTURES CONTRACT OPTIONS