7.9 Trading in Listed or Quoted Securities by a Derivatives Market Maker

    A Participant who is a derivatives market maker shall comply when trading on any marketplace with such additional requirements as may be required by:

    1. an Exchange when trading on that Exchange in listed securities; and
    2. a QTRS when trading on that QTRS in quoted securities

    Defined Terms:

    UMIR section 1.1 – “derivatives market maker”, “Exchange”, “listed security”, “marketplace”, “Participant”, “quoted security” and “QTRS"

    There are no related Guidance/Notice documents available for this Rule.
    There is no history log for this rule.
    Part 1 - Definitions and Interpretation
    Part 2 - Abusive Trading
    Part 3 - Short Selling
    Part 4 - Frontrunning
    Part 5 - Best Execution Obligation
    Part 6 - Order Entry and Exposure
    Part 7 - Trading in a Marketplace
    Part 8 - Principal Trading
    Part 9 - Trading Halts, Delays and Suspensions
    Part 10 - Compliance
    Part 11 - Administration of UMIR