A Participant who is a derivatives market maker shall comply when trading on any marketplace with such additional requirements as may be required by:
- an Exchange when trading on that Exchange in listed securities; and
- a QTRS when trading on that QTRS in quoted securities
Defined Terms: UMIR section 1.1 – “derivatives market maker”, “Exchange”, “listed security”, “marketplace”, “Participant”, “quoted security” and “QTRS" |
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