11.8 Transitional Provisions – Repealed

    Defined Terms:

    N1 21-101 section 1.1 – “regulation services provider”

    UMIR section 1.1 – “Market Regulator”, “marketplace”, “Marketplace Rules” and “Trading Rules”

     

    There are no related Guidance/Notice documents available for this Rule.

    Regulatory History:

    In connection with the recognition of IIROC and its adoption of UMIR, the applicable securities commissions approved an amendment to repeal and replace Rule 11.8 that came into force on June 1, 2008. See Footnote 1 in Status of Amendments.

    Effective December 9, 2013, the applicable securities commissions approved amendments to the French version of UMIR. See IIROC Notice 13-0294 – Notice of Approval and Implementation – “Amendments to the French Version of UMIR” (December 9, 2013).

    Effective September 1, 2016, the applicable securities commissions approved an amendment to repeal Rule 11.8 of UMIR. See IIROC Notice 16-0122 “Implementation of the consolidated IIROC Enforcement, Examination and Approval Rules” (June 9, 2016).

    There is no history log for this rule.
    Part 1 - Definitions and Interpretation
    Part 2 - Abusive Trading
    Part 3 - Short Selling
    Part 4 - Frontrunning
    Part 5 - Best Execution Obligation
    Part 6 - Order Entry and Exposure
    Part 7 - Trading in a Marketplace
    Part 8 - Principal Trading
    Part 9 - Trading Halts, Delays and Suspensions
    Part 10 - Compliance
    Part 11 - Administration of UMIR