10.7 Assessment of Expenses – Repealed

    Expressions définies :  

    UMIR section 1.1 – “Market Regulator” and “Regulated Person”

    UMIR section 1.2(2) – “person”

     

    There are no related Guidance/Notice documents available for this Rule.

    Regulatory History:

    Effective January 30, 2004, the applicable securities commissions approved an amendment to subsection (2) of Rule 10.7 to add the phrase “acting reasonably,” before the word “determines”.  See Market Integrity Notice 2004‑005 – “Administrative and Editorial Amendments” (January 30, 2004).

    Effective September 1, 2016, the applicable securities commissions approved an amendment to repeal Rule 10.7 of UMIR as it will be replaced by consolidated rule 8214. See IIROC Notice 16‑0122 “Implementation of the consolidated IIROC Enforcement, Examination and Approval Rules” (June 9, 2016).

    There is no history log for this rule.
    Part 1 - Definitions and Interpretation
    Part 2 - Abusive Trading
    Part 3 - Short Selling
    Part 4 - Frontrunning
    Part 5 - Best Execution Obligation
    Part 6 - Order Entry and Exposure
    Part 7 - Trading in a Marketplace
    Part 8 - Principal Trading
    Part 9 - Trading Halts, Delays and Suspensions
    Part 10 - Compliance
    Part 11 - Administration of UMIR