9413. Response of applicant, Approved Person or Dealer Member

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    1. In section 9413 a “response” means the applicant must inform IIROC staff in writing if an applicant wishes to be heard before a decision is made on IIROC staff’s recommendation.

    2. A response must be delivered within 10 business days after receipt of IIROC staff’s letter, or within such shorter period of time as set out in such letter.

    3. If a response is not delivered within the time set out in IIROC staff’s letter, IIROC staff will send its recommendation to the Board for consideration.

    There is no history log for this rule.

    There is no history log for this rule.