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This section describes the process to be followed if the opportunity to be heard is conducted as an appearance.
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An appearance before a decision maker will generally be an informal proceeding, and the Rules of Procedure do not apply.
- At an appearance:
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the decision maker may ask any question and admit any evidence it thinks fit,
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witnesses may be called, examined and cross-examined with the consent of the decision maker, and
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the applicant, Approved Person or Dealer Member and any witnesses may be required to give evidence under oath or affirmation.
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There is no history log for this rule.
There is no history log for this rule.