9409. Appearance before a decision maker 

Or jump to a Series:

    1. This section describes the process to be followed if the opportunity to be heard is conducted as an appearance. 

    2. An appearance before a decision maker will generally be an informal proceeding, and the Rules of Procedure do not apply. 

    3. At an appearance:
      1. the decision maker may ask any question and admit any evidence it thinks fit,

      2. witnesses may be called, examined and cross-examined with the consent of the decision maker, and

      3. the applicant, Approved Person or Dealer Member and any witnesses may be required to give evidence under oath or affirmation.

    There is no history log for this rule.

    There is no history log for this rule.