9405. IIROC Staff Notice

Or jump to a Series:

    1. If Registration Staff recommends that a District Council refuse to grant, revoke, or suspend a IIROC approval or that terms and conditions be imposed on an approval or Membership, Registration Staff must send a letter to the applicant, Approved Person or Dealer Member giving notice of Registration Staff’s recommendation and brief reasons for it.

    There is no history log for this rule.

    There is no history log for this rule.