9404. Counsel

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    1. A party to a proceeding under Rule 9400 may be represented by counsel or an agent. 

    2. If an applicant, Approved Person or Dealer Member is represented by counsel or an agent, Registration Staff will communicate with the applicant, Approved Person or Dealer Member through counsel or the agent.

    There is no history log for this rule.

    There is no history log for this rule.