9402. Definitions

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    1. The following terms have the meaning set out below when used in Rule 9400:
    2. “decision maker”

      A District Council or senior officer with authority to make a decision in a hearing under Rule 9200.

      “Registration Staff”

      Refers to registration employees of IIROC or employees of IIROC who conduct compliance examinations under Rule 9100.  

      “Registration Subcommittee”

      A subcommittee of a District Council to whom authority to make a recommendation under section 9205 has been delegated under subsection 9203(1).

      “senior officer”

      A senior officer of IIROC  who has authority to make a decision to impose terms and conditions on a Dealer Member’s Membership in IIROC under section 9208

    There is no history log for this rule.

    There is no history log for this rule.