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9210. Review by a securities regulatory authority 

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Series 9000: Procedural Rules – Other
    Rule

    1. A party may apply to the securities regulatory authority in the applicable District for a review of a final decision of a District Council panel under Rule 9200. 

    2. A person who is entitled to request a review by a District Council panel under section 9209 of a decision made under section 9206 may not apply to a securities regulatory authority for review of that decision, unless the person has requested a review by a District Council panel and the District Council panel has made a final decision. 

    3. For purposes of subsection 9210(1), IIROC staff is directly affected by a decision in a proceeding in which IIROC staff is a party.

    9211. – 9299. Reserved.

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