8421. Order to attend and issue of summons

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    1. At any stage of a proceeding, a party may request a hearing panel to exercise its authority under section 8208 to require a person to attend and give evidence or produce documents at a hearing. 

    2. If a hearing panel orders a person who is subject to IIROC’s contractual jurisdiction to attend and give evidence or produce documents, the National Hearing Coordinator must serve a notice, in a prescribed form, by personal service in accordance with clause 8406(3)(i), 8406(3)(iv) or 8406(3)(v), requiring the attendance of the person to give evidence or produce documents, as ordered by the hearing panel

    3. If a hearing panel orders an employee, partner, director or officer of a Regulated Person, who is not an Approved Person, to attend at a hearing, the National Hearing Coordinator must serve a notice on the person in accordance with subsection 8421(2) and on the Regulated Person requiring the Regulated Person to direct the person to comply with the order. 

    4. If a hearing panel orders a person who is not subject to IIROC’s contractual jurisdiction to attend and give evidence or produce documents in a District in which the hearing panel is authorized by law to do so, the National Hearing Coordinator must serve a summons or subpoena in accordance with the procedure prescribed by law for the issue of a summons or subpoena by a court, regulatory tribunal or analogous decision maker in the District.

    There is no history log for this rule.

    There is no history log for this rule.