8410. Hearing panel decisions

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    1. A decision of a hearing panel and the reasons for the decision must be dated by the National Hearing Coordinator and served on each party in accordance with subsection 8406(3). 

    2. IIROC must publish on its website a summary of the decision of a hearing panel, except a decision in a prehearing conference, containing: 

      1. IIROC requirements or applicable laws that have been contravened, 

      2. the essential facts, 

      3. the decision, including any sanction and costs, and 

      4. except where the decision rejects a settlement agreement, a statement that a copy of the decision may be obtained on IIROC’s website. 

    3. IIROC must publish on its website a decision of a hearing panel and the reasons for the decision, except a decision and reasons rejecting a settlement agreement

    4. A decision made by a hearing panel on the merits of a proceeding must be recorded in the record maintained by IIROC with respect to the respondent

    5. In addition to a decision accepting a settlement agreement and the reasons for it, IIROC must publish and record information concerning the accepted settlement agreement in accordance with subsections 8410(2) through 8410(4), as if the settlement agreement were a decision on the merits.

    There is no history log for this rule.

    There is no history log for this rule.