- The Rules of Procedure set out the rules that govern the conduct of IIROC’s enforcement proceedings and regulatory review hearings to secure fair and efficient proceedings and just determinations.
Rule 8400 is divided into the following parts:
Part A - General
[sections 8403 through 8413]
Part B - Enforcement proceedings
[sections 8414 through 8429]
Part C - Regulatory review hearings
Part D - Securities regulatory authority review