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8304. Nominations

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Series 8000: Procedural Rules – Enforcement
    Rule

    1. A District Council must nominate individuals to be industry members of the hearing committee in its District. 

    2. A Marketplace Member must nominate individuals to be industry members of the hearing committee in a District in which the Marketplace Member:
      1. ​​​​​is recognized or exempt from recognition as an exchange or Quotation and Trade Reporting System under securities laws, or
      2. if an Alternative Trading System, is registered under securities laws. 
    3. The public member nominating committee in each District must nominate individuals to be public members of the hearing committee in the District.
    4. To the extent practicable, two thirds of the individuals who are nominated in a District must be nominated by a District Council or a Marketplace Member and one third must be nominated by the public member nominating committee.
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