8217. Review by a securities regulatory authority

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    1. A party to a proceeding under Rule 8200 may apply to the securities regulatory authority in the relevant District for review of a final decision in the proceeding.

    2. A person who is entitled to request a review of a decision under section 8212 or is the subject of a decision making a temporary order under section 8211 may not apply to a securities regulatory authority for review of the decision, unless the person has requested a review or other hearing by a hearing panel and the hearing panel has made a final decision.

    3. For purposes of subsection 8217(1), Enforcement Staff is directly affected by a decision in a proceeding in which Enforcement Staff is a party.

    8218. – 8299. Reserved.

    There is no history log for this rule.

    There is no history log for this rule.