8208. Powers of compulsion 

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    1. A hearing panel may require a Regulated Person, an employee, partner, director or officer of a Regulated Person or IIROC, including IIROC staff, and, if authorized by law, any other person to attend and give evidence or produce records and documents in connection with a hearing under Rule 8200.

    2. A Regulated Person must, upon receipt of an order of a hearing panel or a notice from the National Hearing Coordinator so requiring:

      1. attend and give evidence, and

      2. produce for inspection and provide copies of any records or documents in the Regulated Person’s possession or control.

    3. If a hearing panel requires an employee, partner, director or officer of a Regulated Person, who is not an Approved Person, to attend at a hearing, the Regulated Person must direct the individual to attend and give evidence.

    There is no history log for this rule.

    There is no history log for this rule.