8206. Limitation

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    1. A Regulated Person remains subject to Rule 8200 for six years following the date on which they cease to be:

      1. a Dealer Member

      2. a non‑Dealer Member user or subscriber of a Marketplace for which IIROC is the regulation services provider, or

      3. an employee, partner, Director, officer or any other representative designated in IIROC requirements of a Dealer Member, or

      4. an employee, partner, director, officer or any other representative of a non‑Dealer Member user or subscriber of a Marketplace for which IIROC is the regulation services provider.

    2. IIROC may commence a proceeding under Rule 8200 against a Regulated Person up to six years after the date of the occurrence of the last event on which the proceeding is based.

    3. If a proceeding is commenced within the limitation period in subsection 8206(1) or 8206(2), the respondent remains subject to the requirements of Rule 8200 until the proceeding, including any review or appeal, is completed.

    There is no history log for this rule.

    There is no history log for this rule.