8205. Commencement of enforcement proceedings

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    1. IIROC may commence proceedings and hold hearings, as provided in Rule 8200, to ensure compliance with and to enforce IIROC requirements, securities laws, and other requirements relating to trading or advising in respect of securities, futures contracts and derivatives.

    2. A proceeding under Rule 8200 must be commenced by notice of application or notice of hearing in accordance with the Rules of Procedure.

    There is no history log for this rule.

    There is no history log for this rule.