8201. Introduction

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    1. Rule 8200 sets out the authority of IIROC and hearing panels to hold hearings for enforcement purposes.

    2. Enforcement proceedings are intended to ensure compliance with and to enforce IIROC requirements, securities laws, and other requirements relating to trading or advising in respect of securities, futures contracts or derivatives.

    3. Rule 8200 is divided into the following parts:

    4. Part A - General
      [sections 8203 through 8208]

    5. Part B - Disciplinary proceedings
      [sections 8209 through 8217]

    There is no history log for this rule.

    There is no history log for this rule.