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A Regulated Person remains subject to Rule 8100 for six years following the date on which they cease to be:
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a Dealer Member,
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a non-Dealer Member user or subscriber of a Marketplace for which IIROC is the regulation services provider, or
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an employee, partner, Director, officer or any other representative designated in IIROC requirements of a Dealer Member, or
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an employee, partner, director, officer or any other representative of a non-Dealer Member user or subscriber of a Marketplace for which IIROC is the regulation services provider.
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8108. – 8199. Reserved.
There is no history log for this rule.
There is no history log for this rule.