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8107. Continuing jurisdiction

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Series 8000: Procedural Rules – Enforcement
    Rule

    1. A Regulated Person remains subject to Rule 8100 for six years following the date on which they cease to be:

      1. a Dealer Member, 

      2. a non-Dealer Member user or subscriber of a Marketplace for which IIROC is the regulation services provider, or

      3. an employee, partner, Director, officer or any other representative designated in IIROC requirements of a Dealer Member, or

      4. an employee, partner, director, officer or any other representative of a non-Dealer Member user or subscriber of a Marketplace for which IIROC is the regulation services provider.

    8108. – 8199. Reserved.

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