7102. General requirements

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    1. A Dealer Member must ensure that its trading in the debt securities markets does not contravene any applicable laws, regulation, direction, or requirement, whether or not such requirement is binding or has the force of law, including without limitation the directions or requirements of the Bank of Canada or the Department of Finance (Canada).

    2. A Dealer Member must not condone or knowingly facilitate conduct by its affiliates, clients, or counterparties that contravenes Rule 7100.

    There is no history log for this rule.

    There is no history log for this rule.