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A Dealer Member writing exchange-traded options on behalf of a client must:
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do so in a margin account and must have and maintain a written margin account agreement, or
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for registered accounts that may engage in certain trades involving exchange‑traded options, have and maintain a written account agreement defining the rights and obligations between them relating to transacting in exchange-traded options.
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A Dealer Member writing over‑the-counter options on behalf of a client must do so in a margin account.
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A Dealer Member writing and issuing or guaranteeing over‑the‑counter options on behalf of a client must either:
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have and maintain with that client a separate written margin agreement defining the rights and obligations between them relating to transacting in over‑the‑counter options, or
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have and maintain with that client a supplementary over‑the‑counter options agreement defining the rights and obligations between them relating to transacting in over‑the‑counter options.
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There is no history log for this rule.