5420. Units

The minimum Dealer Member inventory margin and client account margin requirement for units is the sum of the margin required for each of the unit components.

5421. - 5429. Reserved.

Guidance/Notices

There is no history log for this rule.

Disciplinary History

There is no history log for this rule.

Jump to another section in Rule 5400

5401. Introduction

5410. Securities subject to redemption call or offer

5430. Precious metal certificates and bullion

5440. Interest rate swaps

5441. Total performance swaps

5442. Swap counterparty margin requirements

5450. Margin requirements for mutual fund positions

5460. General margin requirements for foreign exchange positions

5461. Foreign exchange currency group criteria and monitoring

5462. Spot risk margin rate

5463. Spot risk margin requirement

5464. Term risk margin requirement

5465. Maximum security margin requirement

5466. Foreign exchange position offsets for Dealer Members

5467. Alternative calculation approach for Dealer Member foreign exchange positions

5468. Client account margin requirements

5469. Foreign exchange concentration charge