5401. Introduction

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    1. Rule 5400 sets out specific Dealer Member inventory margin and client account margin requirements for investment products not covered in Rules 5200 or 5300. The order of subjects in Rule 5400 is:

      1. securities subject to redemption call or offer [section 5410],

      2. units [section 5420],

      3. precious metal certificates and bullion [section 5430],

      4. swap contracts [sections 5440 through 5442],

      5. mutual fund positions [section 5450], and

      6. foreign exchange positions [sections 5460 through 5469].

    5402. - 5409.  Reserved.

    There is no history log for this rule.

    There is no history log for this rule.