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Rule 5300 sets out specific Dealer Member inventory margin and client account margin requirements for:
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equity securities [sections 5310 through 5315],
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installment receipts [section 5320],
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convertible and exchangeable equities [section 5330],
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control blocks [sections 5340],
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rights and warrants [section 5350],
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index products [section 5360], and
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securities held in a Trader’s account [section 5370].
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The margin requirements for equity securities subject to redemption call or offer are set out in Rule 5400.
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The Dealer Member inventory margin requirements for equity security underwriting commitments are set out in Rule 5500.
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The margin requirements for when issued trading are set out in Rule 5500.
5302. - 5309. Reserved.
There is no history log for this rule.