5201. Introduction

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    1. Rule 5200 sets out specific Dealer Member inventory margin and client account margin requirements for:

      1. government debt securities not in default [sections 5210 through 5214],

      2. commercial and corporate debt securities not in default [sections 5220 through 5226], and

      3. debt securities in default [section 5230].

    2. Rule 5200 also describes the circumstances under which the debt margin surcharge applies, and details the calculation thereof [sections 5240 and 5241].

    3. Rule 5200 also sets out specific Dealer Member inventory margin and client account margin requirements for mortgages [section 5250].

    4. The margin requirements for debt securities subject to redemption call or offer are set out in Rule 5400.

    5. The Dealer Member inventory margin requirements for debt security underwriting commitments are set out in Rule 5500.

    5202. - 5209.  Reserved.

    There is no history log for this rule.

    There is no history log for this rule.