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Rule 5200 sets out specific Dealer Member inventory margin and client account margin requirements for:
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government debt securities not in default [sections 5210 through 5214],
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commercial and corporate debt securities not in default [sections 5220 through 5226], and
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debt securities in default [section 5230].
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Rule 5200 also describes the circumstances under which the debt margin surcharge applies, and details the calculation thereof [sections 5240 and 5241].
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Rule 5200 also sets out specific Dealer Member inventory margin and client account margin requirements for mortgages [section 5250].
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The margin requirements for debt securities subject to redemption call or offer are set out in Rule 5400.
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The Dealer Member inventory margin requirements for debt security underwriting commitments are set out in Rule 5500.
5202. - 5209. Reserved.
There is no history log for this rule.