5110. Margin requirements — purposes 

Or jump to a Series:

    1. The purposes of margin requirements are to: 

      1. ensure that the maximum leverage levels extended to clients through the execution of a transaction or a trading strategy are appropriate,

      2. and

      3. set base line market and credit risk requirements that a Dealer Member must adhere to when engaging in proprietary trading or client account margin lending.

    2. Sections 5111 through 5117 describe how the margin requirements apply, generally, as well as specifically to both Dealer Member inventory and client account positions.

    There is no history log for this rule.

    There is no history log for this rule.