PART B.2 - BULK ACCOUNT MOVEMENTS

4866. Bulk account movements exemption

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    1. In the event of a bulk account movement situation, where a Dealer Member is receiving in a significant number of client accounts, IIROC may grant the Dealer Member an exemption from the applicable account opening requirement completion timelines.
    2. IIROC will grant such exemption if it is satisfied that to do so would not prejudice the interests of the Dealer Member’s clients, the public or the Dealer Member.
    3. In granting such an exemption under subsection 4866(1), IIROC may impose any terms and conditions it considers necessary.

    4867. – 4899. Reserved.

    There is no history log for this rule.

    There is no history log for this rule.