- In the event of a bulk account movement situation, where a Dealer Member is receiving in a significant number of client accounts, IIROC may grant the Dealer Member an exemption from the applicable account opening requirement completion timelines.
- IIROC will grant such exemption if it is satisfied that to do so would not prejudice the interests of the Dealer Member’s clients, the public or the Dealer Member.
- In granting such an exemption under subsection 4866(1), IIROC may impose any terms and conditions it considers necessary.
4867. – 4899. Reserved.