4851. Definitions

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    1. The following terms have the meaning set out below when used in Part B of Rule 4800:

      “account transfer”

      A client account transfer, at the request of or with the authority of the client, from one Dealer Member to another Dealer Member.

      “delivering Dealer Member”

      The Dealer Member from which the client account is being transferred.

      “partial account”

      Less than the total assets and balances in a client account held by a delivering Dealer Member.

      “receiving Dealer Member”

      The Dealer Member to which the client account is being transferred.

      “recognized depository”

      An IIROC recognized clearing corporation or depository that is considered an acceptable securities location.

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