4759. Repurchase agreement or reverse repurchase agreement transactions and option granting transactions with clients

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    1. Before entering into the following transactions a Dealer Member must have in writing all terms relevant to the transaction on the face of the contract or if necessary, on an additional page attached to the contract provided those terms are referred to on the face of the contract, with a client:

      1. an agreement to purchase or repurchase a security,

      2. an agreement to sell or resell a security, or

      3. the granting of a put, call or similar option involving a security.

    There is no history log for this rule.

    There is no history log for this rule.