4714. Annual review and test

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    1. Every year:

      1. a Dealer Member must review and test, and

      2. an appropriate Executive must approve,

    2. its business continuity plan.

    3. During its annual review, a Dealer Member must make any modifications to its business continuity plan that are necessary due to changes in its operations, structure, business, or locations.

    4. IIROC may require a qualified third party to carry out the annual review and test.

    4715. – 4749. Reserved.

    There is no history log for this rule.

    There is no history log for this rule.