4468. Executive prompt action

Or jump to a Series:

    1. A Dealer Member’s  policies and procedures must require the appropriate Executive to:
      1. take prompt action to avert or remedy any projected or actual insurance deficiency, and
      2. notify IIROC immediately of any deficiencies, pursuant to clause 4461(1)(ii).

    4469. - 4499.  Reserved.

    There is no history log for this rule.

    There is no history log for this rule.