4368. Difference accounts

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    1. A Dealer Member must maintain a difference or suspense account to record all securities not received due to unreconcilable differences or errors in any accounts.

    2. If a Dealer Member has not received the securities recorded in a difference account within 30 business days of recording the deficiency, the Dealer Member must:

      1. borrow the same class or series of securities to cover the deficiency, or

      2. undertake to purchase the securities immediately.

    4369. - 4379. Reserved. 

    There is no history log for this rule.

    There is no history log for this rule.