PART B.3 - WRITTEN CUSTODIAL AGREEMENT REQUIREMENT

4354. Bare trustee custodial agreement

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    1. For book-based security holdings in which a Dealer Member does not have a written custodial agreement with an external acceptable securities location, the Dealer Member is in compliance with section 4353 if IIROC, as bare trustee for Dealer Members, has an approved form of custodial agreement with the custodian.

    There is no history log for this rule.

    There is no history log for this rule.