PART A.2 - BULK SEGREGATION CALCULATION

4315. Steps for bulk segregation calculation

Or jump to a Series:

    1. A Dealer Member that segregates securities in bulk must, in accordance with sections 4316 through 4319:

      1. determine the net loan value and market value of securities held in a client’s account,

      2. calculate the number of segregated securities to be segregated in bulk,

      3. determine the securities to use to satisfy segregation requirements, and

      4. perform regular calculations and compliance reviews.

    There is no history log for this rule.

    There is no history log for this rule.